2024

Wealth Magazine

Wealth Management Award：Best Wealth Management, Best Services, Best Sales Team, Best Wealth Appreciation, Best Customer Referral, Best Digital Finance, Best Digital Intelligence System, Best Digital Wealth Management Experience

Taiwan Financial Award: Consumer Finance Brand Award - Best

Securities Dealer Customer Recommendation Gold Award

The Asset

Best Brokerage

Best Sustainability-Linked Bond

Top Sellside Firm in the Secondary Market - Corporate Bonds – TWD

Top Arranger – Investors’ Choice for Primary Issues - Corporate Bonds – TWD

Health Promotion Administration of Taiwan’s Ministry of Health and Welfare

Accredited Healthy Workplace - Health Promotion Badge

FinanceAsia

Best Broker, Taiwan

Best DCM House, Taiwan

Industrial Development Administration, MOEA

Taiwan Intellectual Property Management System (TIPS) Level A

Certification (Certificate valid until 2026/12/31)

Taiwan Corporate Governance Association

CG6013 (2021) Corporate Governance Framework Assessment

Certificate with High Distinction (Certificate valid from 2022/12/29 to 2024/12/28)

CG6014 (2023) Corporate Governance Framework Assessment

Certificate with High Distinction

Commercial Times

Service Survey in Taiwan: Service Champion Award – Yung - Sheng Chuang (Chengdong Branch)

Diversified Trust Innovation Award: Best Wealth Management

Trust for Securities Firms－Gold Award

Taiwan Futures Exchange

Diamond Award for Introducing Broker Trading Volume – No. 3

Diamond Award for Futures Proprietary Trading Volume - No. 1

Diamond Award for Trading Volume Growth in the Securities Industry

Diamond Award for Market-Making Performance

Business Today

The 18th Annual Wealth Management Bank & Securities

Evaluation:

Best Wealth Management in Securities Sector – No. 1

Best Product - No. 1

Best Wealth Enhancement – No. 1

Best Sales Team - No. 2

Best Risk Management - No. 2

Best Customer Trust - No. 3

Best Wealth Management Image - No. 3

Best Silver Friendliness – No. 3

National Enterprise Competitiveness Development Association

The National Brand Yushan Award:

Outstanding Enterprise

Best Product: Intelligent Condition Sheet

Best Product: Asset Overview

“National First Prize” - Outstanding Enterprise

Ministry of Labor (Taiwan)

Work-Life Balance Award - Employee Care Award

National Talent Development Award - Large Enterprise Award

Labor Bureau, New Taipei City Government

Implementing Family-Friendly and Work Equality Measures

The British Standards Institution

Digital Trust Excellence Award

Taiwan Stock Exchange

Anti-fraud Recognition Program - Outstanding Award

“Better Disclosure of Information List” of the Stewardship

Principles Evaluation for Institutional Investors

Partnership Award – No. 2 for Securities Underwriters

Toward the Future Award - No. 2 for IPO Market Cap

Toward the Future Award - No. 3 for IPO Fund Raised

Taiwan Institute for Sustainable Energy

Taiwan Corporate Sustainability Award：

Talent Development Leadership Award

Growth through Innovation Leadership Award

Information Security Leadership Award

Taipei Exchange

Sustainability Bond Performance Award for Securities Dealers

Contribution Award for Over-the-Counter Stock Trading by Securities Dealers

No. 2 in the Performance Award for Recommendation and Guidance for TPEx Listing

No. 2 in the Performance Award for Recommendation and Guidance for Listing on the Emerging Stock Market

Financial Supervisory Commission R.O.C. (Taiwan)

Treating Customers Fairly Evaluation – Top 25% Securities Dealers

Top 25% of Securities Firms in the Second Sustainable Finance Evaluation

2023

Wealth Magazine

Wealth Management Award：Best Wealth Management, Best Services, Best Sales Team, Best Wealth Appreciation, Best Customer Referral, Best Digital Finance, Best Digital Intelligence System

Taiwan Financial Awards：Consumer Finance Brand Award - Best Brokerage Customer Recommendation Premium Award

Asiamoney

Best Securities House in Taiwan

Best Brokerage Transformation (Taiwan)

Best Brokerages for ESG research (Taiwan)

Best domestic brokerages (Taiwan)

Best brokerages for research (Taiwan)

Best brokerages for sales (Taiwan)

Best brokerages for corporate access (Taiwan)

Best brokerages for execution (Taiwan)

The British Standards Institution

ISO 45001: 2018 Occupational Safety and Health Management System Certification

ISO/PAS 45005: 2020 Occupational Health and Safety Management — General Guidelines for Safe Working during the COVID-19 Pandemic Certification

ISO 14067: Online Investment and Financial Services Carbon Footprint Certification

The Asset

Best ETF Market Maker , Taiwan

Best ETF Participating Dealer, Taiwan

Top sellside firms in the secondary market - Corporate bonds - TWD

Top arrangers - Investors' Choice for primary issues - Corporate bonds - TWD

FinanceAsia

Best Broker, Taiwan

Best Investment Bank, Taiwan

Best Bond House, Taiwan

Nat'l Enterprise Competitiveness Dev. Assoc.

The National Brand Yushan Award-

Outstanding Enterprise

Best Product: “Small Capital Investment” Ecosystem

Best Product: Smart Customer Service “Mr. Yuan”

“National First Prize” - Best Product: “Small Capital Investment” Ecosystem

Environmental Protection Administration Executive Yuan, R.O.C. (Taiwan)

“Yuanta Securities Online Investment and Financial Management Services” Product Carbon Footprint Label (Certificate No. 2316611001)

Business Today

Wealth Management Evaluation:

Best Wealth Management in Securities Sector-Excellent

Best Product-No. 1

Best Risk Management-No. 1

Best Wealth Management Image-No. 2

Best Investment Advisory Team-No. 2

Best Digital Experience-No. 2

Best Customer Trust-No. 2

Best AI Application-No. 3

Taiwan Stock Exchange

Promotion of Innovation Award - Securities Underwriter: Capital Markets Contribution Award

Partnership Award - Third Place for Securities Underwriters

ETF Awards:
No. 1 for Taiwan ETF Total Contribution Award
No. 2 for Taiwan ETF Market Maker Award
No. 3 for Taiwan ETF Trading Contribution Award - Brokerage Department

Taiwan Futures Exchange

Diamond Award for Futures Proprietary Trading Volume-No. 1

Diamond Award for Market-Making Performance

Taipei Exchange

Securities Firms Reward Program：
Top three brokers which increase the most total investors trading on ETF and the number of new additions is at least 500 - First Prize
Top three brokers which increase the most investors using dollar-cost averaging method trading on ETF and the number of new additions is at least 300 ? Second Prize

Warrant Awards:No. 1 for Maximum Value Creation

Warrant Issuer Awards:
No. 1 for Value Excellence
No. 5 for Warrant Efficiency

Securities and Futures Institute

Golden Goblet Award - Outstanding Risk Management

Golden Goblet Award - Outstanding Talent Cultivation

Golden Goblet Award - Outstanding Green Finance - Securities Industry Category

Commercial Times

Digital Financial Service Awards: Digital Information Security Award-Premium Award

Taiwan Warrant King Competition (TWKC):
Best Performance Award
Warrant King Practical Warfare Award: Luzhou Branch No. 1; Muzha Branch No. 2
Performance Excellence Award: Muzha Branch No. 1; Keelung Branch No. 2; Luzhou Branch No. 3

Sports Administration, Ministry of Education

Taiwan i sports (Sports Enterprise Certification)

Financial Supervisory Commission R.O.C. (Taiwan)

F-ISAC Membership Intelligence Sharing Outstanding Performance Organization

2022

The British Standards Institution (BSI)

Mr. Investor APP ISO14067 Carbon Footprint Certification

Mr. Investor APP PAS2060 Carbon Neutral Certification

Wealth Magazine

Wealth Management Award：Best Wealth Management, Best Services, Best Sales Team, Best Customer Referral, Best Digital Finance, Best Digital Intelligence System

Taiwan Financial Awards: FinTech Innovative Application Award－Best FinTech Securities Premium Award

Taiwan Financial Awards: Best Brokerage Customer Recommendation Premium Award

The Asset

Best ETF Participating Dealer, Taiwan

Best ETF Market Maker , Taiwan

Best ETF Broker, Taiwan

Nat'l Enterprise Competitiveness Dev. Assoc.

National Brand Yushan Award－Best Product: Inescapable Net

National Brand Yushan Award－Best Product: Grain Market Newbie Village

Commercial Times

The Best Service in Taiwan: Securities Industry Gold Award

Service Excellence Award

Digital Financial Service Awards: Digital Innovation Award－Gold Award

Diversified Trust Innovation Award: Best Wealth Management Trust Innovation Award for Securities Firms－Gold Award

Asiamoney

Best domestic brokerages

Best brokerages for research

Best brokerages for sales

Best brokerages for corporate access

Best brokerages for execution

Taiwan Futures Exchange

Diamond Award for Introducing Broker Trading Volume

Diamond Award for Futures Proprietary Trading Volume

Diamond Award for Market-Making Performance

Business Today

Wealth Management Evaluation: Best Wealth Management in Securities Sector, Best Wealth Management Image, Best Risk Management, Best Customer Satisfaction, Best Customer Trust, Best Product, Best Silver Friendliness

DailyView

Digital Securities－Strategy Excellence Award

Taiwan Institute for Sustainable Energy

Talent Development Leadership Award

2021

Enterprise Asia

Asia Responsible Enterprise Awards－Investment in People

Nat'l Enterprise Competitiveness Dev. Assoc.

The National Brand Yushan Award－Outstanding Enterprise

The National Brand Yushan Award－Most Popular Brand: Mr. Investor APP

The National Brand Yushan Award－Best Product: Strategy Trading Platform

The National Brand Yushan Award－Best Product: Yuanta Taiwan Stock Pilot ETN

The National Brand Yushan Award “National First Prize”－Outstanding Enterprise

Wealth Magazine

Wealth Management Award: Best Wealth Management, Best Services, Best Sales Team, Best Wealth Appreciation, Best Digital Intelligence System, Best Digital Finance, Best Creative Audio-Visual Marketing

Taiwan Financial Awards: FinTech Innovative Application Award－Best FinTech Securities Gold Award

Taiwan Financial Awards: Best Brokerage Services Gold Award

Taiwan Financial Awards: Best Brokerage Customer Recommendation Premium Award

FinanceAsia

Best Broker

The Asset

Best ETF Participating Dealer, Taiwan

Best ETF Market Maker, Taiwan

Best ETF Broker, Taiwan

Commercial Times

Digital Financial Service Awards: Digital Innovation Award－Gold Award

Digital Financial Service Awards: Digital Inclusion Award－Premium Award

Taiwan Futures Exchange

Diamond Award for Introducing Broker Trading Volume

Diamond Award for Futures Proprietary Trading Volume

Diamond Award for Market-making Performance

Business Today

Wealth Management Evaluation: Best Wealth Management in Securities, Best Wealth Management Image, Most Trusted Securities, Best Product, Best Customer Satisfaction, Best AI Application, Best Risk Management

Securities and Futures Institute

Golden Goblet Award－Outstanding Financial Innovation

Golden Goblet Award－Outstanding Talent Cultivation

Golden Goblet Award－Outstanding Green Finance－Securities Industry Categorye

Golden Goblet Award－Outstanding Securities Talent－Executive Vice President Mei Ling Kuo

2020

Taiwan CG Association

CG6012 (2019) Corporate Governance Framework Assessment Certificate with High Distinction

The Asset

Best Mobile Brokerage Application,Taiwan

Best ETF Participating Dealer, Taiwan

Best ETF Broker, Taiwan

Best Equity Derivatives House, Taiwan

Best corporate and institutional adviser－Domestic , Taiwan

Best equity adviser , Taiwan

Best bond adviser－Domestic (NT Dollar Bond) , Taiwan

Wealth Magazine

Wealth Management Award: Best Wealth Management, Best Services, Best Sales Team, Best Wealth Appreciation, Best Customer Referral, Best Digital Finance, Best Creative Audio-Visual Marketing

Consumer Financial Brand Award: Best Brokerage Image, FinTech Innovative Application - Best FinTech Securities.

FinanceAsia

Best Broker

Best Investment Bank

Best ECM House

Asiamoney

Best Securities House in Taiwan

Best local brokerage, Taiwan

Best for overall sales, Taiwan

Best for overall research, Taiwan

Best for corporate access, Taiwan

Best for execution, Taiwan

Euromoney

Best Investment Bank in Taiwan

Asian Banking & Finance

Corporate & Investment Bank of the Year - Taiwan

Excellence

Best Brokerage

Business Today

Wealth Management Evaluation: Best Wealth Management in Securities Sector, Best Investment Advisory Team, Best AI Application, Best Customer Satisfaction, Best Product, Best Sustainable Development, Best Marketing Innovation

Business Next

Future Commerce Awards：Online account opening－Best Management Innovation Silver Award

China Credit Info. Service

Top 5000 Large Enterprises in Taiwan－No. 1 SF

Nat'l Enterprise Competitiveness Dev. Assoc.

The National Brand Yushan Award－Outstanding Enterprise

The National Brand Yushan Award－Most Popular Brand

The National Brand Yushan Award－Best Product: Mr. Investor APP 2.0

The National Brand Yushan Award－Best Product: Account Opening APP

The National Brand Yushan Award “National First Prize” - Mr. Investor APP 2.0 and Account Opening APP.

Taiwan Stock Exchange

Electronic Order Placement Contest: First Place Outstanding Contribution Award

Taiwan Futures Exchange

Diamond Award for Introducing Broker Trading Volume

Diamond Award for Futures Proprietary Trading Volume

Diamond Award for Securities Industry Trading Volume

Diamond Award for Market-making Performance

Sports Administration, Ministry of Education

Taiwan i sports (Certificate of Corporate Wellness)

2019

FinanceAsia

Best Broker in Taiwan

Best ECM House in Taiwan

Best Investment Bank in Taiwan

Euromoney

Best Investment Bank in Taiwan

Asian Banking & Finance

Corporate & Investment Bank of the Year?Taiwan

The Asset

Best Equity Derivatives House, Taiwan

Best ETF Market Maker, Taiwan?Highly Commended

Best Participating Dealer, Taiwan

Best ETF Broker, Taiwan

Top arrangers－Investors' Choice for primary issues－Corporate bonds－TWD

Top sellside firms in secondary market－Corporate bonds－TWD

Top arrangers－Investors' Choice for primary issues－Government bonds－TWD

Top sellside firms in secondary market－Government bonds－TWD

No. 4 for Best Individuals in Sales－Jay Hsu

Best corporate and institutional adviser－Domestic

Best equity adviser

Best bond adviser－Domestic (NT dollar bonds)

Best green bond

Best IPO

Business Today

Best Brand Award: No. 1 for Best Integrated Securities Firm

2019 Best Wealth Management Award of Banks and Securities：Best Wealth Management in Securities Sector, Best Investment Advisory Team, Best Product, Best Risk Management, Best AI Application, Best Wealth Value Added.

Business Next

Future Commerce Awards：Mr. Investor APP－ Best Product Innovation Bronze Award

Wealth Magazine

Wealth Management Awards：Best Wealth Management, Best Services, Best Sales Team, Best Customer Recommendations, Best Digital Finance, Best Wealth Value Added, Best Print Marketing

Consumer Financial Brand Award：Best Broker Brand Image, Best Brokerage Services

Taiwan Financial Award－Best FinTech Innovative Application (Securities)

Securities & Futures Inst.

Golden Goblet Award－Outstanding Financial Innovation

Golden Goblet Award－Outstanding Green Investment

Asiamoney

2019 Best Securities House in Taiwan

Taiwan’s Best Local Brokerage 1990 to 2018

Best Local Brokerage in Taiwan

Best overall sales services, Taiwan

Best for overall country research, Taiwan

Nat'l Enterprise Competitiveness Dev. Assoc.

The National Brand Yushan Award－Outstanding Enterprise

The National Brand Yushan Award－Most Popular Brand

The National Brand Yushan Award－Best Product：Mr. Investor APP

The National Brand Yushan Award－First Prize in Best Product：Mr. Investor APP

Taiwan Inst. for Sustainable Energy

Growth through Innovation Award

People Development Award

Taiwan Stock Exchange

Circulating Securities Award- No. 1 for Securities Underwriters

Prospering the Economy Award- No. 2 for IPO fund raised

Prospering the Economy Award- No. 1 for IPO market cap

No. 1 for Warrant Trading Volume Award

No. 1 for Warrant Value Award

No. 3 for Warrant Issuance Award

Taipei Exchange

Warrant Awards: No. 1 in Warrant Issuance

Warrant Awards: No. 1 in Warrant Turnover and Trading Volume

Emerging Stocks Awards: No. 3 for Contributor Award

Emerging Stocks Awards: No. 1 for Stability Award

ETF Awards: No. 3 for H1 Broker Award

ETF Awards: No. 1 for H2 Broker Award

ETF Awards: No. 1 for H2 ETF Liquidity Provider Award

Commercial Times

Best Engagement

Warrant Competition Award－East Luzhou, Caiyuan, Nanhai, Luchu, Neihu and Luodong branch offices

2019

The Asset

Best Equity ETF Participating Dealer

Best Equity ETF Market Maker

Best ETF Broker

Best Equity Derivatives House

Best Structured Investment Products – NTD Denominated 300% Participation Fund-Linked Non-Principal Protected Product

Top Bank Arrangers, Investors' Choices for Government Primary Issues, Taiwan

Top Bank Arrangers, Investors' Choices for Corporate Primary Issues, Taiwan

Top Bank in Corporate Bonds, Taiwan

Top Bank in Government Bonds, Taiwan

Top Sellside firms in research, Taiwan

No. 1 for Best Individuals in Sales - Jay Hsu

Best Corporate and Institutional Adviser－Taiwan (Domestic)

Best Equity Adviser－Taiwan(Domestic)

Best Bond Adviser (NT Dollar)－Taiwan

FinanceAsia

Best Broker in Taiwan

Asiamoney

Best Corporate & Investment Bank in Taiwan

Best Local Brokerage in Taiwan

Best for overall country research in Taiwan

Best overall sales services in Taiwan

Best Securities House in Taiwan

Min. of Economic Affairs

Digital Content Product Award：Best Product －Yuanta Video Robot Account Opening

Digital Content Product Award：2018 Best Product －Mr. Investor APP

Taiwan CG Association

CG6011 (2017) Corporate Governance Framework Assessment Certificate with Excellence

Taiwan Stock Exchange

No. 1 for Increase in Electronic Order Placement Volume Award, No. 1 in API Promotion Award

Best Stock Underwriter for the Mainboard

No. 1 for Warrant Issuance Volume Award and No. 1 for Warrant Trading Volume Award

Taiwan Futures Exchange

The 4th Futures Trading Diamond Awards: Diamond Award for Introducing Broker Trading Volume, Diamond Award for Futures Proprietary Trading Volume, Diamond Award for the performance of FX products market maker – Futures Proprietary Merchant, Diamond Award of futures trading volume growth - IB

Wealth Magazine

Wealth Management Evaluation Awards: Best Wealth Management, Best Services, Best Sales Team, Best Customer Recommendations, Best Digital Wealth Management

Consumer Financial Brand Award: Best Broker Brand Image, Best Brokerage Services

Business Today

Best Brand Award：Best Securities Firm

2018 Best Wealth Management Award of Banks and Securities: Best Wealth Management in Securities Sector, Security of the year, Best Product, Best Investment Advisory Team, Best Wealth Value Added, Most Trusted Security, Best Information Technology Service, Best Digital Innovation.

Excellence Magazine

2018 Excellence Magazine Securities Evaluation: Best Brand Image Prize, Best Warrant Prize

Taipei Exchange

No. 1 for Warrant Issuance Volume and Trading Volume Award

No. 1 for Best Underwriter for Taipei Exchange and Emerging Stock Market

Commercial Times

Taiwan Warrant King Challenge：Best Profit Maker Award

Taiwan Warrant King Challenge：Best Warrant Promotion Award (Area: Neihu/Donglu/Dongtai)

Economy Daily News

Warrant Competition：Best Trading Performance Award

Warrant Competition：Best Warrant Promotion Award (Area: Neihu/Donglu/Dali)

2017

The Asset

Best Corporate and Institutional Bank in Taiwan

Best Equity Adviser Taiwan

Best Bond Adviser in Taiwan (NT Dollar)

Best Equity ETF Participating Dealer in Taiwan

Best Equity ETF Market Maker in Taiwan

Best Equity ETF Broker in Taiwan

Best Equity Derivatives House in Taiwan

No. 2 for Top Banks in Government Bonds, Taiwan

No. 3 for Top Banks in Corporate Bonds, Taiwan

Top Bank Arrangers, Investors' Choice for Government Primary Issues, Taiwan

No. 1 for Best Individuals in Sales - Jay Hsu

Asiamoney

Best Securities House in Taiwan

Best Corporate and Investment Bank in Taiwan

Best Local Brokerage in Taiwan

Best Overall Sales Services in Taiwan

Best Execution in Taiwan

Best Domestic Debt House in Taiwan

Best Sales Trading in Taiwan

Most Improved Brokerage Over the Last 12 Months in Taiwan

Best for Events and/or Conferences in Taiwan

Best for Roadshows and Company Visits in Taiwan

Best Research Team in Taiwan

Best Country Sales Trader (Taiwan) - Edwin Tsai

Best Country Sales Trader (Hong Kong) - Kate Jackson

Euromoney

Best Investment Bank in Taiwan

FinanceAsia

Best Investment Bank in Taiwan

Best Broker in Taiwan

Best ECM House in Taiwan

Taiwan Stock Exchange

No. 3 for IPO Fundraising Volume Award; No. 3 for IPO Market Value Award

No. 1 for Warrant Issuers Volume Award; No. 1 for Warrant Value Award

Warrant Issuer Excellence Award; Warrant Trustee Business Volume Award

No. 1 for Increase in Electronic Order Placement Volume Award; No. 1 in API Promotion Award

Taipei Exchange

Best Partner for Promotion of Foreign Enterprises Listing on the TPEx and Emerging Stock Market

Award for Excellence in TPEx and Emerging Stock Market Listing Guidance

Taiwan Futures Exchange

Diamond Award for Introducing Broker Trading Volume

Diamond Award for Futures Proprietary Trading Volume

Diamond Award for EUR to USD Futures Market Maker Performance

Diamond Award for USD to JPY Futures Market Maker Performance

Securities & Futures Inst.

Golden Goblet Award - Outstanding Leadership Award - Arthur Chen

Golden Goblet Award - Outstanding Financial Innovation Award - Wanshitong App

Golden Goblet Award - Outstanding Talent Cultivation Award